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The Biggest Compliance Traps That You Don’t Even Know Are Happening at Your Firm
Wednesday, October 30, 2024 STP Investment Services In today's regulatory environment, Chief Compliance Officers (CCOs) face significant challenges. From AI adoption to off-channel communications and the complexities of the new Marketing Rule, the risks are real and the costs of non-compliance are steep.
eBook
Handbook of Artificial Intelligence and Big Data Applications in Investments
Monday, December 11, 2023 CFA Society Washington, DC While many still see AI and big data as a threat, we at CFA Institute have consistently advocated “AI + HI (human intelligence)” as the winning formula for successful financial institutions in the future.